Compliance Manager (Hedge Funds)

16 Jan 2020

My client is a leading hedge fund based in Singapore

Responsibilities include:

  • Coordinating all aspects of the compliance program for the Singapore office as well as other entities in globally as required. Compliance responsibilities include:
  • business advisory, license/registration applications for entities and individuals, preparing and submitting regulatory surveys/filings/notifications for licensed/registered entities/representatives/funds (including long / short position reporting) to the MAS and other regulators such as CIMA, SEC, drafting policies and guidelines, liaising with regulators
  • Handling all legal agreements of the firm with service providers
  • Keeping abreast of changes in regulatory requirements in Singapore and other Asian jurisdictions and assessing the impact on the company's activities in Singapore and in other countries;
  • Providing guidance internally (e.g., investment/trading teams and corporate) on regulatory matters, compliance policies, licensing, conflicts of interest, and other regulatory topics (e.g., outsourcing, AML, record retention);
  • Coordinating and working with external advisers, including local counsel and compliance consultants; and

To qualify for this role, you must possess

  • 3-5 years compliance or legal experience with a private equity or hedge fund (CMSL holders) or investment banking firm;
  • Experience in dealing with the MAS is required and handling regulatory inspections is a plus;
  • Knowledge of Singapore regulatory regimes, including licensing and regulatory reporting requirements; Candidates with Cayman regulatory knowledge will be a plus.
  • Ability to work in a standalone compliance role

EA License No: 11C5502 / Registration No: R1110469

Paul Zhong - R1110469's picture
Senior Consultant | Compliance Recruitment
Singapore +65 6818 3141 |