Sales and Trading Compliance Officer role

This role involves working with one of the fastest growing investment banking institutions in the world. This role sits in one of the highest profile areas of the compliance team, providing advice and support to all of the Sales and Trading areas in the region.

The main duties of this role are to:

• Assist in ensuring the business is kept abreast of applicable compliance initiatives, rule change consultation and implementation.
• Assist in the review of new products
• Project management for compliance of various business projects with compliance implications.
• Assist in the development and the roll-out of bespoke compliance training programmes

As such, my client is looking for an individual that can demonstrate:

• Good communication skills, ability to interact and work closely with senior business heads.
• Strong product knowledge.
• Ability to quickly understand and interchange  with a variety of other product areas. 
• Compliance experience within an investment bank