Senior Compliance Advisor- Futures

Job Description

My client is a leading investment bank that is looking to replace it's current senior compliance advisor for Futures.

Reporting directly to the Head of Compliance, you will take responsibility for all regulatory and advisory obligations for this product area. A minimum of 5 years of relevant experience is required, meaning a demonstrable track record in Futures Compliance.

Roles/Responsibilities

• Direct liaison with regulatory bodies
• Perform regular desk reviews and monitoring program
• Remain conversant in local MAS and global regulations and laws
• Disseminate advice to the business on regulatory implications and implement recommended changes
• Draft and update internal Compliance Manual, notices, rules database and compliance plans
• Compile training manual

Skills/Experience

• Degree from a well-regarded university
• Minimum of 7 years of relevant experience in Compliance and Fixed Income
• Investment Banking background required

Personal Attributes

• Highly intelligent and analytical
• Meticulous
• Confident and capable of conversing with Front Office traders