Senior Compliance Advisor- Wealth Management

Job Description

My client is currently recruiting for a senior compliance position within the wealth management business to help oversee advisory support to the Wealth Managers and the other middle and back office functions. You will be facing off regularly to the regulators both in Singapore and regionally.

Some of your responsibilities will include:

* Reviewing and providing sound advisory on various types of marketing material produced by the front office to internal and external clients, including product- specific flashes, marketing presentations and teasers

* Handling queries regarding compliance and regulatory matters and queries from product sales and distribution teams.

* Handling general compliance enquiries.

* Conducting periodic General Compliance training to new hires and such other ad-hoc training where necessary.

My client is looking for someone who can demonstrate:

* Experience working in some form of compliance advisory role. Private banking experience isn't necessary

* Desire to help lead and drive the function

* Able to develop strategy in conjuction with the regional head for the Wealth Managment business based in Singapore